Do Your Homework
If you are considering using the services of a financial planner, broker, financial advisor, or investment advisor, we strongly suggest you do a background check on the individual or company who will be handling your investments. One good resource for background information is Brokercheck provided by FINRA (the Financial Industry Regulatory Authority.) This system provides information on any past disciplinary action, suspensions, sanctions, compliance, and current registration status. An informational brochure and ADV form are also available to prospective clients. You can access the FINRA service at https://brokercheck.finra.org. Once there, you can search by individual or company name, or by the CRD number. 107602 is the CRD number for Altos Financial Management, LLC.
